Securities operator §10(b) · Rule 10b-5
Federal securities fraud class actions · Tellabs / Dura / Basic / Halliburton II framework · pre-launch monitoring
10b-5 complaints (national)
CourtListener RECAP · EDGAR 8-K Item 8.01 · last 30d
Pending settlements
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Pre-launch
Secured PSLRA leads
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Pre-launch
Our active cases
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Pre-launch
§16(b) candidates open
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Form 4 lowest-in / highest-out · — at stake
10b-5 complaints monitor
Read-only · last 30 days
| Case caption | Court | Filing date | Plaintiff firm | Status |
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§10(b) investigation notices
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| Firm | Ticker | Company | Class period | Stock drop | LP deadline | Themes | Status |
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§10(b) cases — firm pipeline
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SECURITIES PRACTICE LIVE.
Per NY RPC 1.6 and 5.4, every generated deliverable requires Bob's review before external transmission.
Drafts are work product, never auto-send.
| Ticker | Company | Class period | LP deadline | Filer | Tier · Score | Memo | Press | LP motion | Complaint | |
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| Loading §10(b) cases… | ||||||||||
Derivative cases — firm pipeline
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DERIVATIVE PRACTICE LIVE.
Chancery + bundled federal derivative actions (Caremark, Brophy,
MFW, Revlon, §10(b)-bundled). DE filings require local-counsel
attestation before transmit — Bob is not admitted in DE.
| Ticker | Company | Forum | Theory | Standing | Jurisdiction | Tier · Score | |
|---|---|---|---|---|---|---|---|
| Loading derivative cases… | |||||||
§16(b) short-swing profit candidates Build #18
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Filter
Smolowe v. Delendo, 136 F.2d 231 (2d Cir. 1943) · data: form4_filings (Build #2)
| Insider | Issuer | Profit | Pairs | Window | SOL clock | Severity | Action |
|---|---|---|---|---|---|---|---|
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Drafting Queue — Multi-Ticker PR Batches
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| Tickers | Rule | Sector | Headline | Actions |
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Canonical-case browser
corpus.canonical.securities
Loading canonical cases…
Indexed pillars: Scienter · Materiality · Loss Causation · Reliance / FOTM · PSLRA Particularity
§10(b) complaint QA tool
5-check QA · paste a draft and run
Approx. cost per QA: $0.07
Securities AI agents
Mostly COMING_SOON · roadmap visibility
📰 Press wire attribution — last 90 days
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Each GlobeNewswire press release costs ~$795. Leads matched on
intakes.source_channel ∈ {press_release, pr, globenewswire, gnw}
OR source_campaign carrying the wire's submission_id, within
each row's attribution window. Revenue = sum of pipeline value
for matters opened from those intakes.
| Press release | Sent | Wire cost | Leads | Matters | Revenue | ROI | Status |
|---|---|---|---|---|---|---|---|
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🎯 Tracked securities
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Issuers under active §10(b)-exposure watch (post earnings miss /
restatement / SEC-investigation announcement). The daily PSLRA
first-filer detector matches new federal securities complaints
against these tickers and auto-watches the first filer's docket.
| Ticker | Company | Reason | Watch start | Watch end | |
|---|---|---|---|---|---|
| Loading tracked securities… | |||||
🛰️ SEC enforcement signals
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Accounting & Auditing Enforcement Releases (AAERs), litigation
releases, and EDGAR staff comment letters (UPLOAD / CORRESP).
AAERs and comment letters about revenue-recognition / restatement /
going-concern issues often precede the §10(b) class action by months —
upstream radar for the same revenue surface.
| Date | Kind | Issuer | Categories | Source |
|---|---|---|---|---|
| Loading SEC signals… | ||||
🚨 PSLRA first-filer candidates
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New federal securities-class-action complaints (last 14 days)
matched to a tracked ticker. First filer owns the 60-day PSLRA
lead-plaintiff motion window (15 U.S.C. §78u-4(a)(3)).
| Filed | Court | Ticker | Case | Class period | First filer | LP deadline |
|---|---|---|---|---|---|---|
| Loading PSLRA candidates… | ||||||
📋 PACER watches
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Federal-court docket monitor. Watched cases poll every 4 hours;
new entries Slack to #intake-securities (SDNY / EDNY / DDE /
NJD / NDCA / 2d / 3d / 9th / Fed Cir) or #intake-pi otherwise.
| Case | Court | Watched since | Last checked | Entries (7d) | |
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| Loading PACER watches… | |||||